MiFID II – What’s Next for Regulation?

As an industry, we are all too aware of the gruelling application process to obtain a MiFID II licence and indeed, being licenced is not simply a brass …
As an industry, we are all too aware of the gruelling application process to obtain a MiFID II licence and indeed, being licenced is not simply a brass …

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Robots are solving banks’ very expensive research problem

The so-called MiFID II legislation stopped a widespread practice of having the cost of research built into the fees that the likes of Goldman Sachs or …
The so-called MiFID II legislation stopped a widespread practice of having the cost of research built into the fees that the likes of Goldman Sachs or …

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US buy-side commission pool plummets as MiFID II and rise of passive investing bites

The rise of passive investing and research unbundling under MiFID II in Europe has hit institutional equities in the US, with research showing that …
The rise of passive investing and research unbundling under MiFID II in Europe has hit institutional equities in the US, with research showing that …

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Trading venues can increase risks of transaction fines

In the case of over-reporting, we suspect given the heavy enforcement of under-reporting under MiFID 1 (see most FCA MiFID fines to date), some …
In the case of over-reporting, we suspect given the heavy enforcement of under-reporting under MiFID 1 (see most FCA MiFID fines to date), some …

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More than 300 firms lose sell-side research completely as result of Mifid II

Nineteen months into its existence, the impact of Mifid II is taking shape, with the latest study highlighting that sell-side research coverage has fallen …
Nineteen months into its existence, the impact of Mifid II is taking shape, with the latest study highlighting that sell-side research coverage has fallen …

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