Tabling change in 2019: 5 big trends impacting IROs everywhere

Most IROs in the room agreed that since the Mifid II legislation had gone into effect, they’ve seen an increase in direct access from their investment …
Most IROs in the room agreed that since the Mifid II legislation had gone into effect, they’ve seen an increase in direct access from their investment …

Related Posts:

  • No Related Posts

MiFID II – What’s Next for Regulation?

As an industry, we are all too aware of the gruelling application process to obtain a MiFID II licence and indeed, being licenced is not simply a brass …
As an industry, we are all too aware of the gruelling application process to obtain a MiFID II licence and indeed, being licenced is not simply a brass …

Related Posts:

  • No Related Posts

Robots are solving banks’ very expensive research problem

The so-called MiFID II legislation stopped a widespread practice of having the cost of research built into the fees that the likes of Goldman Sachs or …
The so-called MiFID II legislation stopped a widespread practice of having the cost of research built into the fees that the likes of Goldman Sachs or …

Related Posts:

  • No Related Posts

US buy-side commission pool plummets as MiFID II and rise of passive investing bites

The rise of passive investing and research unbundling under MiFID II in Europe has hit institutional equities in the US, with research showing that …
The rise of passive investing and research unbundling under MiFID II in Europe has hit institutional equities in the US, with research showing that …

Related Posts:

  • No Related Posts

Trading venues can increase risks of transaction fines

In the case of over-reporting, we suspect given the heavy enforcement of under-reporting under MiFID 1 (see most FCA MiFID fines to date), some …
In the case of over-reporting, we suspect given the heavy enforcement of under-reporting under MiFID 1 (see most FCA MiFID fines to date), some …

Related Posts:

  • No Related Posts