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Cormark Securities Inc. and ITG Canada Corp. to pay $1 million to settle SEC charges

Retrieved on: 2020-12-23 23:15:00

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Cormark Securities Inc. and ITG Canada Corp. to pay $1 million to settle SEC charges. View article details on hiswai:

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The SEC says that because the hedge fund's sale orders were, in fact, short sales, the incorrect order-marking caused the executing broker to violate ...

Article found on: www.citynews1130.com

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