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European Commission Proposes New Prudential Regime for Investment Firms

Retrieved on: 2018-01-18 00:18:45

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<div>First, <b>MiFID</b> II/MiFIR sets out requirements relating to authorisation and conduct of business, as well as other requirements governing the orderly functioning of financial markets. Second, investment firms fall within the prudential framework set out in CRR/CRD IV, which applies to certain investment firms ...</div>

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