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FCA raises concerns over firms' client services - Money Marketing

Retrieved on: 2022-12-02 17:16:03

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FCA raises concerns over firms' client services - Money Marketing. View article details on HISWAI: https://www.moneymarketing.co.uk/news/fca-raises-concerns-over-firms-client-services/

Excerpt

... regarding their investments, such as is required to be provided under MiFID II and suitability reports when a review is carried out.

Article found on: www.moneymarketing.co.uk

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