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Fidelity fined $750,000 for failing to vet customers properly - CommonWealth Magazine

Retrieved on: 2023-10-02 21:55:34

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Fidelity fined $750,000 for failing to vet customers properly - CommonWealth Magazine. View article details on HISWAI: https://commonwealthmagazine.org/state-government/fidelity-fined-750000-for-failing-to-vet-customers-properly/

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... options trading,” Aalto said. At Fidelity, investors must submit applications to engage in options and margins trading. Investors who purchase option ...

Article found on: commonwealthmagazine.org

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