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Fidelity Fined For "Rubber-Stamping" Options Trading Applications - Wealth Management

Retrieved on: 2023-10-02 20:46:50

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Fidelity Fined For "Rubber-Stamping" Options Trading Applications - Wealth Management. View article details on HISWAI: https://www.wealthmanagement.com/regulation-compliance/fidelity-fined-rubber-stamping-options-trading-applications

Excerpt

... investment experience information that was materially different” from information on prior applications, according to the order. Fidelity "fully ...

Article found on: www.wealthmanagement.com

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