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Guggenheim Partners' Asset-Management Unit Is Under SEC Investigation, Sources Say

Retrieved on: 2018-04-14 19:03:34

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<div>The Securities and Exchange Commission, three of these people said, has shown interest in that real-estate transaction and a series of other deals involving <b>ABS Capital</b> Co. LLC, a Miami firm owned by two former Guggenheim managers. <b>ABS Capital</b> and Mr. Walter co-invested in the Malibu property, ...</div>

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