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Happy Holidays: SEC Provides Temporary Rule 15c2-11 Reprieve | Dechert LLP - JDSupra

Retrieved on: 2022-12-02 16:03:34

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Happy Holidays: SEC Provides Temporary Rule 15c2-11 Reprieve | Dechert LLP - JDSupra. View article details on hiswai:

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... within the scope of Rule 15c2-11 under the Exchange Act (the “Rule”), which was previously thought to be applicable only to equity securities.

Article found on: www.jdsupra.com

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