IIROC suspends advisor over risky naked options strategy | Wealth Professional

Retrieved on: 2022-01-10 19:05:29

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IIROC suspends advisor over risky naked options strategy | Wealth Professional. View article details on hiswai:

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IIROC has banned and fined an advisor who failed to exercise proper due diligence and ensure that a trading strategy he was recommending was ...

Article found on: www.wealthprofessional.ca