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J.P. Morgan Securities fined $200m by CFTC for surveillance failures - FinTech Global

Retrieved on: 2024-05-24 17:11:35

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J.P. Morgan Securities fined $200m by CFTC for surveillance failures - FinTech Global. View article details on hiswai:

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J.P. Morgan Securities has been ordered to pay a $200m civil penalty due to alleged shortcomings in its surveillance systems.

Article found on: fintech.global

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