Massachusetts fines Fidelity $750,000 for rubber-stamping options trading applications

Retrieved on: 2023-10-02 21:37:59

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Massachusetts fines Fidelity $750,000 for rubber-stamping options trading applications. View article details on HISWAI: https://www.bostonherald.com/2023/10/02/massachusetts-fines-fidelity-750000-for-rubber-stamping-options-trading-applications/

Excerpt

The complaint detailed examples of repeated applications with inflated financials, investment experience, and employment information that Fidelity ...

Article found on: www.bostonherald.com

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