Morgan Stanley to pay US$249m in block trade fraud settlement - Small Caps

Retrieved on: 2024-01-27 21:02:57

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Stock market

Financial markets

Financial crimes

Primary dealers

Subprime mortgage crisis

Insider trading

Morgan Stanley

Gary Gensler

U.S. Securities and Exchange Commission

Investment banking

Block trade

Security

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Morgan Stanley to pay US$249m in block trade fraud settlement - Small Caps. View article details on HISWAI: https://smallcaps.com.au/morgan-stanley-pay-block-trade-fraud-settlement/

Excerpt

The US Securities and Exchange Commission (SEC) has charged investment banking giant Morgan Stanley and the former head of its equity syndicate ...

Article found on: smallcaps.com.au

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