Regulatory Update and Recent SEC Actions

Retrieved on: 2018-07-29 21:30:00

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Finance

Economy

U.S. Securities and Exchange Commission

Securities regulation in the United States

Corporate crime

Securities Exchange Act

Financial adviser

Investment Advisers Act

76th United States Congress

Michael Piwowar

Financial history of the United States

Lucia v. SEC

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<div>On May 15, 2018, the SEC charged four individuals for their roles in a fraudulent scheme that produced nearly $34 million from unlawful <b>stock</b> sales.</div>

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