SEC Fines Goldman Sachs, Citadel Over Trading Errors - Wealth Management

Retrieved on: 2023-09-22 16:49:07

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CITADEL SECURITIES

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SEC Fines Goldman Sachs, Citadel Over Trading Errors - Wealth Management. View article details on HISWAI: https://www.wealthmanagement.com/regulation-compliance/sec-fines-goldman-sachs-citadel-over-trading-errors

Excerpt

... ESG, Growth Fund Labels. The information contained in more than 22,000 data files known as blue sheets that firms routinely send to regulators ...

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