SEC's Ex-Acting Enforcement Director Joins Simpson Thacher

Retrieved on: 2021-04-15 20:26:15

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Law firms

Stephanie Avakian

Simpson Thacher & Bartlett

Thacher

U.S. Securities and Exchange Commission

Service companies

U.S. securities

Simpson Thacher & Bartlett LLP.

Marc P. Berger

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SEC's Ex-Acting Enforcement Director Joins Simpson Thacher. View article details on HISWAI: https://www.law360.com/securities/articles/1375616/sec-s-ex-acting-enforcement-director-joins-simpson-thacher

Excerpt

Berger was also tasked with overseeing a staff of auditors that screened financial institutions — including investment advisers, broker-dealers, mutual ...

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