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Tied Agents – ESMA Sets Out Supervisory Expectations | Dechert LLP - JDSupra

Retrieved on: 2022-02-17 01:38:06

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Tied Agents – ESMA Sets Out Supervisory Expectations | Dechert LLP - JDSupra. View article details on HISWAI: https://www.jdsupra.com/legalnews/tied-agents-esma-sets-out-supervisory-3510006/

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ESMA published on February 2, 2022, a supervisory briefing (ESMA35-43-2900) setting out its expectations under the MiFID II framework for firms ...

Article found on: www.jdsupra.com

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