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Twelve firms to pay $63.1 million in fines for recordkeeping failures - Finextra Research

Retrieved on: 2025-01-14 22:53:28

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Twelve firms to pay $63.1 million in fines for recordkeeping failures - Finextra Research. View article details on hiswai:

Summary

The article discusses enforcement actions against major private equity firms for recordkeeping violations, leading to substantial penalties. It relates to 'capital markets' through the firms involved and the impact on market integrity and transparency.

Article found on: www.finextra.com

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