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UBS Claws Back $1.9-Mln in Notes Case But Owes Broker $300K for His Trouble - AdvisorHub

Retrieved on: 2021-10-01 15:33:45

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UBS Claws Back $1.9-Mln in Notes Case But Owes Broker $300K for His Trouble - AdvisorHub. View article details on HISWAI: https://www.advisorhub.com/ubs-claws-back-1-9-mln-in-notes-case-but-owes-broker-300k-for-his-trouble/

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Morgan Stanley paid the full amount “to avoid the costs and uncertainties of litigation,” and Paynter again denied the allegations, according to BrokerCheck ...

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