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United States: Lessons For FCM Risk Managers From A Recent CFTC Enforcement Settlement

Retrieved on: 2022-12-29 12:04:54

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United States: Lessons For FCM Risk Managers From A Recent CFTC Enforcement Settlement. View article details on HISWAI: https://www.mondaq.com/unitedstates/financial-services/1266136/lessons-for-fcm-risk-managers-from-a-recent-cftc-enforcement-settlement

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Although the FCM obtained financial statements from the customer and conducted conferences with the customer to understand its sources of funds, the ...

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