United States: SEC Staff Grants Temporary Relief From Compliance With Rule 15c2-11 For ...

Retrieved on: 2022-12-08 12:42:35

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Financial markets

Finance

Economy

73rd United States Congress

U.S. Securities and Exchange Commission

Corporate crime

SEC Rule 144A

Securities Exchange Act

Security

Broker-dealer

Depository Trust & Clearing Corporation

OTC Markets Group

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United States: SEC Staff Grants Temporary Relief From Compliance With Rule 15c2-11 For .... View article details on HISWAI: https://www.mondaq.com/unitedstates/securities/1258684/sec-staff-grants-temporary-relief-from-compliance-with-rule-15c2-11-for-rule-144a-fixed-income-securities

Excerpt

Participants in the Rule 144A fixed-income security market, ... the Rule has historically only been applied to sales of equity securities.

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