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FCA fines UBS £27.6m for reporting failures

Retrieved on: 2019-03-19 17:11:15

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FCA fines UBS £27.6m for reporting failures. View article details on HISWAI:

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<div>The FCA's rules on transaction reporting were based on the EU markets in financial instruments directive (2004/39/EC) (<b>MiFID</b>) from 5 November 2007 ...</div>

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