Tag: Independence Wealth Management

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FCA fines UBS £27.6m for reporting failures

Added to Collection on: 2019-03-19 17:11:15

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Money
Finance
Economy
Financial regulation
Systemic risk
European Union
Markets in Financial Instruments Directive
European Union directives
Independence Wealth Management
MarketAxess

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FCA Fines UBS £27.6M For Transaction Reporting Failures

Added to Collection on: 2019-03-19 01:15:00

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Money
Finance
Economy
Financial regulation
Systemic risk
European Union
Markets in Financial Instruments Directive
European Multilateral Clearing Facility N.V.
Independence Wealth Management

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ESMA publishes no-deal Brexit share trading plans

Added to Collection on: 2019-03-19 23:45:00

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European Union
Markets in Financial Instruments Directive
RSRCHXchange
European Union directives
Independence Wealth Management

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Financial Services Litigation in Belgium

Added to Collection on: 2019-03-19 20:33:45

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European Union
Markets in Financial Instruments Directive
Independence Wealth Management
TeleTrade Group

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FCA hands out second large fine in as many weeks for transaction reporting failures

Added to Collection on: 2019-04-09 19:15:00

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Money
Finance
Financial regulation
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European Union
Markets in Financial Instruments Directive
Independence Wealth Management
FIRDS

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Mifid crackdowns can be smoothed with software enhancements

Added to Collection on: 2019-05-06 16:37:30

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Money
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Economy
Financial markets
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European Union
Markets in Financial Instruments Directive
Kawase
Independence Wealth Management

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Thousands of investors sent 'baffling' letters due to EU fee disclosure rules

Added to Collection on: 2019-06-10 18:30:00

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Money
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Financial regulation
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European Union
Markets in Financial Instruments Directive
Multilateral trading facility
Investment management
European Union directives
European Union law
Independence Wealth Management

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Deutsche Bank Is Quitting Stock Trading. Blame Computers and the European Union.

Added to Collection on: 2019-07-14 18:30:00

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Money
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Financial markets
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The future of risk management - challenge or opportunity?

Added to Collection on: 2019-07-24 17:22:30

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Independence Wealth Management

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Weekly Review: Crypto News from the German-Speaking World

Added to Collection on: 2019-08-26 04:37:30

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European Union
Markets in Financial Instruments Directive
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Independence Wealth Management

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