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FCA Fines UBS £27.6M For Transaction Reporting Failures

Retrieved on: 2019-03-19 01:15:00

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FCA Fines UBS £27.6M For Transaction Reporting Failures. View article details on HISWAI:

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<div>The violations in question are based on the European Union Markets in Financial Instruments Directive, or <b>MiFID</b>, which governs market reporting.</div>

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