FINRA Levies $1.6 Million in Fine on Morgan Stanley for Supervisory Failures

Retrieved on: 2024-02-15 18:09:48

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FINRA Levies $1.6 Million in Fine on Morgan Stanley for Supervisory Failures. View article details on hiswai:

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The Financial Industry Regulatory Authority (FINRA) has announced a fine of $1.6 million against Morgan Stanley Smith Barney LLC.

Article found on: www.financemagnates.com