Tag: United States securities law

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Don't let the holidays kick you in the glass! | Automotive - morning-times.com

Added to Collection on: 2024-12-14 13:56:14

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Mechanical engineering
Stock market
United States securities law
Uptick rule
Maintenance

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Certain Restricted Stock Units of CareTrust REIT, Inc. are subject to a Lock-Up Agreement ...

Added to Collection on: 2024-12-15 10:02:54

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Stock market
Bank of America
Security
Prospectus
Wells Fargo
SEC filings
United States securities law
Primary dealer
Caretrust REIT Inc

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Edward Jones, Osaic, Cambridge to pay $8.2M over mutual fund fumbles

Added to Collection on: 2024-12-21 09:27:05

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Brokerage firms
United States securities law
Financial Industry Regulatory Authority
Financial markets
Broker-dealer
Mutual fund
Cambridge Investment Research
Selling away
Registered Investment Adviser

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Faraday Future Secures $30 Million Financing to Strengthen the Company's Core Business ...

Added to Collection on: 2024-12-22 22:27:10

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U.S. Securities and Exchange Commission
SEC filings
United States securities law
Stock market
Form 10-K
United States corporate law
Security
Securities Act
Convertible bond
Regulation D
Forward-looking statement
Convertible security

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Give YOURSELF a Gift this Year: Check Out Our Year-End Checklist for Feds

Added to Collection on: 2024-12-23 21:35:51

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United States securities law
Brokerage firms
Financial adviser
Financial Industry Regulatory Authority
Securities Investor Protection Corporation
U.S. Securities and Exchange Commission
Broker-dealer
Raymond James Financial
Security
Raymond James Financial Services Advisors Inc.

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Maryland Biotech Gains Regulatory Approval Research Report

Added to Collection on: 2024-12-26 16:08:52

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United States securities law
Corporate crime
U.S. Securities and Exchange Commission
Financial Industry Regulatory Authority
NASDAQ
Securities research
Security
Investment banking

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01 Communique Announces Partnership with Real Matter - Mid Florida Newspapers

Added to Collection on: 2025-01-21 13:35:32

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Communication
Forward-looking statement
Auditing
Financial statements
SEC filings
United States securities law
Auditor's report

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Cannabix and AlcoPro Enter MOU for Marijuana Breathalyzer Marketing | Financial Post

Added to Collection on: 2025-01-24 17:16:19

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Communication
Forward-looking statement
Risk
Materiality
Auditing
SEC filings
United States securities law
CEOCannabix Technologies Inc.

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SEC Enforcement Priorities: Director Independence, Cybersecurity

Added to Collection on: 2025-01-28 19:39:05

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SEC filings
U.S. Securities and Exchange Commission
73rd United States Congress
United States corporate law
United States securities law
Insider trading
Form 10-K
Regulation S-K
Gary Gensler
Securities Act
Securities Exchange Act
United States Securities Regulation

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LIXTE Biotechnology Announces Closing of $1.05 Million - GlobeNewswire

Added to Collection on: 2025-02-13 15:43:26

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U.S. Securities and Exchange Commission
73rd United States Congress
Stock market
Initial public offering
United States securities law
Prospectus
Securities Act
Registration statement
Security
Private placement
Stock exchange
Regulation D
Lixte Biotechnology Holdings Inc.

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