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SEC Announces Long-Awaited Updates to Broker-Dealer Recordkeeping Requirements

Retrieved on: 2021-12-20 18:17:58

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SEC Announces Long-Awaited Updates to Broker-Dealer Recordkeeping Requirements. View article details on hiswai:

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The WORM storage requirement, first adopted in 1997, is not standard in the data storage industry, with the result that broker-dealer record ...

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