Tag: Broker-dealer

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Recent Related Articles to Broker-dealer

tZERO CEO Saum Noursalehi Issues Statement on Company Milestones & Planned Roadmap for ...

Added to Collection on: 2019-07-11 04:37:30

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Money
Finance
Economy
Investor
Overstock.com
Stock market
Stock
Financial markets
Security
Investment banking
Securities Investor Protection Corporation
Broker-dealer
Austrian Schilling

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Division of Trading and Markets and FINRA Staffs Issue Joint Statement on Broker-Dealer Custody ...

Added to Collection on: 2019-07-13 01:15:00

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Finance
Economy
Financial markets
Security
U.S. Securities and Exchange Commission
Securities regulation in the United States
Broker
Financial Industry Regulatory Authority
Fixed income
Securities Investor Protection Corporation
United States securities law
Broker-dealer

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Siebert Financial Corp. to Acquire StockCross Financial Services, Inc.

Added to Collection on: 2019-07-16 21:18:45

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Money
Finance
Financial markets
Security
Securities lending
Broker-dealer
Muriel Siebert
Siebert Financial Corp.
StockCross Financial Services Inc.

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FINRA Reminds Members: You Must Report Digital Asset Activity

Added to Collection on: 2019-07-20 17:56:15

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Bitcoin
Money
Finance
Stock market
Financial markets
Morgan Stanley
Subprime mortgage crisis
Primary dealers
ACT
Financial Industry Regulatory Authority
United States securities law
Broker-dealer
US Dollar

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(NASDAQ: $OSTK) Subsidiary, tZERO Security Tokens Now Tradable by Non-Accredited Investors

Added to Collection on: 2019-08-12 02:11:15

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Bitcoin
Money
Finance
New York
Economy
Cryptocurrency
Stock market
Security
Investment banking
Repurchase agreement
Broker-dealer
TZero
Newsfile Corp.
Securities account
tZERO Group Inc.
US Dollar
Austrian Schilling
Dinosaur Financial LLC
PRO Securities LLC

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Bridging the Week by Gary DeWaal: August 5 - 9, and August 12, 2019 (Securities or Not; Swap ...

Added to Collection on: 2019-08-12 02:45:00

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Bitcoin
Finance
United States
Initial coin offering
Economy
Financial markets
Commodity markets
Instant messaging
Commodity Futures Trading Commission
National Futures Association
U.S. Securities and Exchange Commission
London Metal Exchange
Broker-dealer
Canadian dollar
Kik Messenger

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iownit.us Receives Approval of its FINRA Membership as Registered Broker-Dealer

Added to Collection on: 2019-08-19 21:07:30

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Money
Finance
Financial markets
Security
Securities market
U.S. Securities and Exchange Commission
Brokerage firms
Financial Industry Regulatory Authority
OTC Markets Group
United States securities law
Broker-dealer
Torino Capital LLC

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NOVONIX Ltd (ASX:NVX) Update on North American Trading in Novonix Shares

Added to Collection on: 2020-07-21 11:13:54

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Money
Finance
United States
Stock market
Stock
Financial markets
Equity securities
Security
Over-the-counter
OTC Markets Group
Broker-dealer
NOVONIX Limited

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Breaking Cryptocurrency News: tZERO (NASDAQ: $OSTK) ATS Begins Trading the St. Regis ...

Added to Collection on: 2020-08-23 20:00:00

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Algorithmic trading
Aspen Digital Inc.
ATS LLC
Broker-dealer
Cryptocurrencies
Economy
Finance
Financial markets
Investor
Midvale, Utah
Money
New York
Overstock.com
Stephane De Baets
Tezos

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OTC Markets Group adds Blue Sky Data Product for secondary securities to its premium data offering

Added to Collection on: 2020-09-18 00:18:45

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Blue sky law
Broker-dealer
Finance
Financial markets
Fixed income
Money
OTC
OTC Markets Group
OTC Markets Group Inc.
Over-the-counter
Securities regulation in the United States
Security
Stock market

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