Tag: Essential Services Maintenance Act

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FCA approach to MiFID transparency calculations

Added to Collection on: 2019-02-05 02:11:44

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Financial markets
Financial regulation
Systemic risk
European Union
Markets in Financial Instruments Directive
Given names
Esma
Essential Services Maintenance Act
Women
FIRDS

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MiFID II Supervisory Briefing On The Use Of Third-Country Branches By EU Firms

Added to Collection on: 2019-02-06 00:07:30

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Economy
Genealogy
Government
European Union
Corporate law
Esma
European Securities and Markets Authority
European Market Infrastructure Regulation
Essential Services Maintenance Act

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ESMA Newsletter - Nº2

Added to Collection on: 2019-03-04 01:26:15

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Money
Finance
Economy
Financial markets
Financial regulation
Systemic risk
European Union
Markets in Financial Instruments Directive
European Union directives
Undertakings for Collective Investment in Transferable Securities Directive
Essential Services Maintenance Act

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UK Financial Conduct Authority: Statement On Various MiFID Obligations And Benchmarks ...

Added to Collection on: 2019-03-12 18:07:30

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Money
Finance
Economy
Financial markets
Financial regulation
Systemic risk
European Union
Markets in Financial Instruments Directive
RSRCHXchange
Transparency
Esma
Essential Services Maintenance Act

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FCA responds to ESMA statement on MiFID obligations and benchmarks regulation in event of no ...

Added to Collection on: 2019-03-13 18:41:15

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Money
Finance
Economy
Financial markets
Financial regulation
Systemic risk
European Union
Markets in Financial Instruments Directive
RSRCHXchange
Transparency
Essential Services Maintenance Act

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ESMA Newsletter - Nº4

Added to Collection on: 2019-05-05 21:41:15

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Finance
Economy
Financial markets
Financial regulation
Systemic risk
European Union
Markets in Financial Instruments Directive
Commodity market
Essential Services Maintenance Act

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ESMA launches a Common Supervisory Action with NCAs on MiFID II appropriateness rules

Added to Collection on: 2019-06-02 21:30:00

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Law
Financial regulation
Systemic risk
Government
European Union
Markets in Financial Instruments Directive
RSRCHXchange
Essential Services Maintenance Act

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ESMA to address regulatory concerns over Frequent Batch Auctions

Added to Collection on: 2019-06-10 22:26:15

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Financial markets
Financial regulation
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Government
European Union
Markets in Financial Instruments Directive
Essential Services Maintenance Act

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ESMA Consults On Remuneration Requirements Under MiFID II

Added to Collection on: 2021-07-19 09:56:15

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Money
Financial regulation
Feminine given names
Financial markets
Systemic risk
European Union directives
European Union
Directive 2014/65/EU
European Securities and Markets Authority
Esma
Essential Services Maintenance Act

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ESMA proposes changes to 'burdensome' MiFID II best execution reporting requirements - The Trade

Added to Collection on: 2021-10-11 13:14:01

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Financial regulation
Financial markets
Systemic risk
European Union directives
Finance
Money
Economy
Directive 2014/65/EU
European Union
Best execution
Essential Services Maintenance Act

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