Tag: Kara Stein

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Recent Related Articles to Kara Stein

Mutual Fund Performance Reporting for the 21st Century

Added to Collection on: 2018-01-03 00:30:00

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Government
U.S. Securities and Exchange Commission
Corporate crime
Law enforcement
Investment Company Institute
Kara Stein

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Technology Updates Past Due for Mutual Fund Disclosures

Added to Collection on: 2018-01-03 00:30:00

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Government
U.S. Securities and Exchange Commission
Corporate crime
Law enforcement
Investment Company Institute
Kara Stein

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VIX Fund Blowups Spur US to Probe If Misconduct Played a Role

Added to Collection on: 2018-02-22 17:22:30

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Money
Finance
Economy
Exchange-traded fund
Stock market
Mathematical finance
Technical analysis
Chicago Board Options Exchange
Derivative
Commodity Futures Trading Commission
Behavioral finance
VIX
Credit Suisse Group AG
Kara Stein

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SEC's Newest Republican Emerges as One-Woman Party of 'No' (1)

Added to Collection on: 2018-05-07 19:26:15

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United States
Law
Donald Trump
Government
U.S. Securities and Exchange Commission
Jay Clayton
Foreign Corrupt Practices Act
Peirce
Hester Peirce
Kara Stein
Michael Piwowar
George Mason University
Robert Jackson

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SEC Commissioner: Bitcoin ETF Applicants Should Focus on Liquidity, Custody, Market Surveillance

Added to Collection on: 2018-10-23 00:07:30

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Cryptocurrencies
Alternative currencies
Bitcoin
E-commerce
Money
Digital currencies
Finance
Economy
Financial cryptography
U.S. Securities and Exchange Commission
Securities and Exchange Commission
Kara Stein

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South Korea's FSA Urges Caution on Crypto

Added to Collection on: 2018-10-25 23:45:00

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Cryptocurrencies
Alternative currencies
Money
Financial technology
Decentralization
Finance
United States
Economy
Uberisation
U.S. Securities and Exchange Commission
Kara Stein
Financial Regulator
Stablecoin

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