Tag: Mike Carrodus

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How a Quiet SEC Decision Created a Complex Research Payment Problem

Added to Collection on: 2022-08-18 10:22:10

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Economy
Finance
Money
European Union
Financial regulation
Markets in Financial Instruments Directive
Systemic risk
Securities research
Registered Investment Adviser
Futures contract
Mike Carrodus
United States

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Substantive Research Publishes Buy-Side Reaction To SEC MiFID II No-Action Letter Expiry

Added to Collection on: 2022-08-17 22:11:40

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Economy
Finance
Money
Financial markets
Financial regulation
Registered Investment Adviser
Markets in Financial Instruments Directive
Securities research
Short
Buy side
Financial adviser
RSRCHXchange
Mike Carrodus
United States

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