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SEC Adopts New Short Position Reporting Rules For Institutional Investment Managers

Retrieved on: 2023-10-26 19:42:57

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SEC Adopts New Short Position Reporting Rules For Institutional Investment Managers. View article details on HISWAI: https://www.natlawreview.com/article/sec-adopts-new-short-position-reporting-rules-institutional-investment-managers

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Scope of Securities Covered. Rule 13f-2 and the Form SHO reporting regime apply to “equity securities,” as defined in Section 3(a)(11) ...

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