SEC Adopts Rule Amendments to Modernize Beneficial Ownership Reporting - JD Supra

Retrieved on: 2023-10-30 19:35:21

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SEC filings

Schedule 13G

Securities Exchange Act

U.S. Securities and Exchange Commission

Form 10-K

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SEC Adopts Rule Amendments to Modernize Beneficial Ownership Reporting - JD Supra. View article details on hiswai:

Excerpt

... securities that use the issuer's equity security as a reference security. Therefore, while cash-settled security-based swaps ("SBSs") do not count ...

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