SEC Charges Fixed Income Clearing Corp. With Having Inadequate Risk Management Policies

Retrieved on: 2021-10-29 12:52:45

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Financial services

Finance

Depository Trust & Clearing Corporation

Money

FICC

Investment banking

Fixed Income Clearing Corporation

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SEC Charges Fixed Income Clearing Corp. With Having Inadequate Risk Management Policies. View article details on HISWAI: https://mondovisione.com/media-and-resources/news/sec-charges-fixed-income-clearing-corp-with-having-inadequate-risk-management-p/

Excerpt

The Securities and Exchange Commission today announced that Fixed Income Clearing Corporation (FICC), a clearing agency, has agreed to pay an $8 ...

Article found on: mondovisione.com

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