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SEC decides not to extend research services enforcement no-action letter to SIFMA

Retrieved on: 2022-08-17 00:06:20

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SEC decides not to extend research services enforcement no-action letter to SIFMA. View article details on HISWAI: https://www.thetradenews.com/sec-decides-not-to-extend-research-services-enforcement-no-action-letter-to-sifma/

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... investment managers which are required by Mifid II to pay for research ... to develop a range of solutions to address the impact of Mifid II, ...

Article found on: www.thetradenews.com

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