SEC Settles Charges of Cybersecurity Failure Against GWFS Equities

Retrieved on: 2021-05-14 17:15:00

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Financial regulation

Federal government of the United States

Agencies of the United States government

Government

Bank Secrecy Act

Suspicious activity report

Financial Crimes Enforcement Network

Computer security

Money laundering

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U.S. Securities and Exchange Commission

Great-West Life & Annuity Insurance Co.

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SEC Settles Charges of Cybersecurity Failure Against GWFS Equities. View article details on hiswai:

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SEC Settles Charges of Cybersecurity Failure Against GWFS Equities. The broker/dealer has agreed to a $1.5 million fine, a censure and an order to ...

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