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SEC slaps firm with $8M penalty for inadequate risk management policies - Financial ...

Retrieved on: 2021-11-02 19:56:31

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SEC slaps firm with $8M penalty for inadequate risk management policies - Financial .... View article details on HISWAI: https://financialregnews.com/sec-slaps-firm-with-8m-penalty-for-inadequate-risk-management-policies/

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The Fixed Income Clearing Corporation (FICC) has agreed to pay an $8 million penalty to settle charges filed by the Securities and Exchange ...

Article found on: financialregnews.com

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