SEC slaps firm with $8M penalty for inadequate risk management policies - Financial ...

Retrieved on: 2021-11-02 19:56:31

Tags for this article:

Click the tags to see associated articles and topics

SEC slaps firm with $8M penalty for inadequate risk management policies - Financial .... View article details on hiswai:

Excerpt

The Fixed Income Clearing Corporation (FICC) has agreed to pay an $8 million penalty to settle charges filed by the Securities and Exchange ...

Article found on: financialregnews.com