Tag: Securities Acts Amendments

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Recent Related Articles to Securities Acts Amendments

SEC's Peirce: Are Equity Market Structure Rules Outdated?

Added to Collection on: 2018-04-26 02:22:30

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73rd United States Congress
Agencies of the United States government
Hester Peirce
U.S. Securities and Exchange Commission
Securities Exchange Act
Securities Acts Amendments
Securities Act
Financial markets
Federal government of the United States

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SEC readies for digital trade amendments

Added to Collection on: 2019-05-01 08:00:00

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Finance
Stock market
Financial markets
Security
U.S. Securities and Exchange Commission
73rd United States Congress
Securities Exchange Act
United States corporate law
Security Tokens
Securities Acts Amendments
Tipsuda Thavaramara

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Thai SEC Deputy Secretary: New Regulation Allows for Digital Shares, Tokenized Securities

Added to Collection on: 2019-05-01 23:11:15

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Money
Finance
Financial markets
Security
U.S. Securities and Exchange Commission
73rd United States Congress
Securities Exchange Act
Regulation A
Security Tokens
Securities Acts Amendments
Tipsuda Thavaramara

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Statement by SEC Commissioner Elad Roisman on Proposed Order Concerning Equity Market Data

Added to Collection on: 2020-01-08 22:54:18

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Finance
United States securities law
Money
Regulation NMS
Financial markets
U.S. Securities and Exchange Commission
National Market System
Market data
Security
Securities Acts Amendments
U.S. securities
Elad L. Roisman

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Advisers: Do You Have a Form 13F Filing Obligation?

Added to Collection on: 2021-01-22 18:56:15

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73rd United States Congress
U.S. Securities and Exchange Commission
SEC filings
Securities Exchange Act
Financial markets
Federal government of the United States
Securities Acts Amendments
Corporate governance
Securities Fraud Deterrence and Investor Restitution Act
Form

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SEC's allegations against Ripple, XRP fuel Ethereum comparisons

Added to Collection on: 2021-03-25 17:26:15

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SEC filings
U.S. Securities and Exchange Commission
Federal government of the United States
United States securities law
Agencies of the United States government
Corporate crime
73rd United States Congress
Regulation D
Securities Acts Amendments
John E. Deaton

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Can Stellar's XLM be seen as a security? Here's what SDF's Dixon has to say

Added to Collection on: 2021-04-01 15:00:00

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United States securities law
Financial markets
U.S. Securities and Exchange Commission
Finance
Regulation D
Securities and Exchange Commission
Securities Acts Amendments

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XRP lawsuit: Will this crucial Ripple defense be thrown out?

Added to Collection on: 2021-04-08 12:00:00

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Financial markets
United States securities law
Corporate crime
Finance
U.S. Securities and Exchange Commission
Securities and Exchange Commission
Regulation D
Securities Acts Amendments

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SEC Commissioners Peirce and Roisman Criticize Chair Gensler's Regulatory Agenda While ...

Added to Collection on: 2021-06-14 16:30:00

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Federal government of the United States
Agencies of the United States government
Finance
Corporate crime
U.S. Securities and Exchange Commission
Financial regulation
Gary Gensler
Rulemaking
Accredited investor
Securities fraud
Securities Acts Amendments

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SEC Finalizes Amendments to Rule 10b5-1 Trading Plans - Vorys

Added to Collection on: 2022-12-22 19:09:53

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Financial markets
Securities and Exchange Commission
Crowdfunding
Corporate governance
Finance
U.S. Securities and Exchange Commission
Economy of Bosnia and Herzegovina
Form 144
Securities Acts Amendments

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