FINRA Proposes to Relax Communications Rule for Institutional Investors and Qualified Purchasers

Retrieved on: 2023-12-04 18:40:01

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FINRA Proposes to Relax Communications Rule for Institutional Investors and Qualified Purchasers. View article details on HISWAI: https://www.jdsupra.com/legalnews/finra-proposes-to-relax-communications-4237824/

Excerpt

... equity securities. FINRA Rule 2215 permits projected performance figures in communications with the public regarding security futures or options.

Article found on: www.jdsupra.com

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