Article Details

FINRA Proposes to Relax Communications Rule for Institutional Investors and Qualified Purchasers

Retrieved on: 2023-12-04 18:40:01

Tags for this article:

Click the tags to see associated articles and topics

FINRA Proposes to Relax Communications Rule for Institutional Investors and Qualified Purchasers. View article details on hiswai:

Excerpt

... equity securities. FINRA Rule 2215 permits projected performance figures in communications with the public regarding security futures or options.

Article found on: www.jdsupra.com

View Original Article

This article is found inside other hiswai user's workspaces. To start your own collection, sign up for free.

Sign Up