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FINRA Sanctions Citigroup Global Markets Inc. $11.5 Million for Displaying Inaccurate Research ...

Retrieved on: 2017-12-27 23:33:45

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FINRA Sanctions Citigroup Global Markets Inc. $11.5 Million for Displaying Inaccurate Research .... View article details on hiswai:

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<div>An <b>equity</b> research rating reflects a firm's opinion of the future performance of a public <b>security</b>. CGMI disseminated its research ratings to customers on account statements, email alerts and an online portal. CGMI brokers and supervisors, meanwhile, relied on internally disseminated research ratings to ...</div>

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