Tag: Commodity pool operator

Swap Execution Facility

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CFTC charges 12 crypto options merchants with failure to register - The Block

Added to Collection on: 2021-09-29 18:33:45

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Investment Advisor Annual Compliance “To Do” List | Foreside - JDSupra

Added to Collection on: 2022-01-17 17:24:42

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Hedge fund

Form D

Form 13F

Schedule 13G

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Fuel for Thought: Backing new role in digital asset oversight, CFTC chair also embraces limits

Added to Collection on: 2022-02-15 07:44:16

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Financial markets

Finance

New York Mercantile Exchange

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CFTC Orders North Carolina Man And His Company To Pay $2.6 Million For ... - Mondo Visione

Added to Collection on: 2022-02-24 04:12:46

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Binary option

Nadex

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United States: Material Investment Management Developments And Template Annual ... - Mondaq

Added to Collection on: 2022-05-06 13:16:24

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U.S. Securities and Exchange Commission

Financial adviser

Registered Investment Adviser

National Futures Association

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CFTC Sues Gemini Over 2017 BTC Futures Contract Evaluation - The Chain Bulletin

Added to Collection on: 2022-06-02 19:22:03

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u.s. commodity futures trading commission

GEMINI TRUST CO

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Proposed Additional Amendments to Form PF

Added to Collection on: 2022-09-10 13:44:37

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CFTC

Futures contract

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CFTC Proposes First Major Changes to Rule 4.7 in Over 30 Years - Sidley Austin LLP

Added to Collection on: 2023-10-12 16:42:58

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Commodity markets

Commodity broker

Hedge fund

Managed futures account

CTAS

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Back to the Future: CFTC Emphasizes Existing Regulatory Standards for New Al Technologies | Mintz

Added to Collection on: 2025-02-06 16:46:27

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Commodity markets

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