Tag: Mark T. Uyeda

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Senate confirms 2 SEC commissioners | Pensions & Investments

Added to Collection on: 2022-06-17 14:54:07

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Federal government of the United States
Legislatures
Government
Maryland Democrats
Gary Gensler
Political campaign staff
Elad L. Roisman
United States Senate
Nancy Pelosi
Jaime E. Lizarraga
Mark T. Uyeda

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SEC Adopts Expanded Exchange Act Dealer Rules: What Do the New SEC Rules Mean for DeFi?

Added to Collection on: 2024-03-20 17:39:35

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Financial markets
Decentralized finance
U.S. Securities and Exchange Commission
Cryptocurrency
Security
Securities Exchange Act
Securities market
Dark pool
Gary Gensler
Alternative trading system
United States Securities Regulation
Bid?ask spread
Mark T. Uyeda
Hester M. Peirce

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SEC Explores Regulatory Changes to Make It Easier to Raise Capital, Invest in Private ... - JD Supra

Added to Collection on: 2025-03-01 11:15:09

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Corporate crime
U.S. Securities and Exchange Commission
Investment
Investment company
Investment Company Act
Accredited investor
Investment fund
Specialized investment fund
Securities and Exchange Commission
Mark T. Uyeda

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SEC Considers Axing Proposal for Crypto Custodial Requirements | PYMNTS.com

Added to Collection on: 2025-03-17 20:22:15

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Corporate crime
U.S. Securities and Exchange Commission
Gary Gensler
Cryptocurrency
Investment company
Mark Uyeda
Financial adviser
Mark T. Uyeda

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