Tag: Mary Schapiro

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VIX Is Said to Face Probes With Unusual Auctions at Issue

Added to Collection on: 2018-05-03 03:18:45

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Money
Finance
Share trading
Financial markets
ACT
Financial Industry Regulatory Authority
United States securities law
The Financial Industry Regulatory Authority
Professional certification in finance
Mary Schapiro

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SEC Releases Framework for “Investment Contract” Analysis of Digital Assets

Added to Collection on: 2019-04-05 07:15:00

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Finance
Economy
Financial markets
Security
U.S. Securities and Exchange Commission
Securities regulation in the United States
OTC Bulletin Board
Financial Industry Regulatory Authority
United States securities law
Broker-dealer
Self-regulatory organization
Mary Schapiro
Susan Light

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Gary Gensler Set to Lead SEC

Added to Collection on: 2021-01-18 01:49:27

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Money
Finance
Financial services
Interest rates
Banking
Libor
Swaps
United States housing bubble
Gensler
Mary Schapiro
SEC
DOW JONES INDUSTRIAL AVERAGE INDEX

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Hong Kong Exchanges and Clearing : HKEX Re-appoints Members to International Advisory Council

Added to Collection on: 2022-02-21 08:42:08

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Financial markets
Futures exchanges
Finance
Hong Kong Exchanges and Clearing
Shanghai-Hong Kong Stock Connect
Mary Schapiro
London Metal Exchange
Charles Li
Cheah Cheng Hye
Hong Kong Exchanges and Clearing Limited

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CFTC Chair Updates on Political Betting Markets, Crypto Regs

Added to Collection on: 2024-11-02 07:35:58

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Rostin Behnam
Commodity Futures Trading Commission
Cryptocurrency
Futures contract
Behnam
International Organization of Securities Commissions
Derivative
Mary Schapiro

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